AdvisorVault

The AdvisorVault Consolidated 17a-4 Service is a unique approach giving small FINRA firms a complete turn-key option meeting all the demands of rule 17a-4 in 2025

AdvisorVault Introduces their Microsoft 365 Cloud Service Provider; bundling all the features with their 17a-4 D3P service

AdvisorVault Introduces their 17a-4 Managed 365 Service. A unique option specifically for small FINRA firms needing to meet compliance on the Microsoft Cloud.

Despite the confusion FINRA created last year with their new audit trail option, AdvisorVault takes a unique approach to data compliance by partnering with Compliant Workspace helping small FINRA firms meet 17a-4 on Microsoft 365

Independence, KS - Heritage Brokerage, a FINRA registered broker-dealer has solved their compliance issues using AdvisorVault as their chosen17a-4 D3P partner.

AdvisorVault's expertise in 17a-4 data archiving has joined forces with Compliant Workspace's consolidated 365 Service® to provide FINRA firms with a fully compliant and secure solution for migrating onto Microsoft 365.

AdvisorVault gives broker-dealers a step by step guide on how to simplify your 17a-4 FINRA compliance, especially pertaining to cloud archiving & Microsoft 365 .

Start Ticking the Boxes of FINRA's Cybersecurity Checklist with AdvisorVault's Security Awareness Training Service

AdvisorVault the only FINRA designated third party (D3P) designed for small firms, makes Microsoft 365 17a-4 Compliant, by Allan Lonz, President. AdvisorVault.org

AdvisorVault is now a certified Microsoft partner able to host Microsoft 365 apps for its customers and give them a Compliant WorkSpace in the cloud