Law Office of Attorney Howard Rosenfield

Did you recently receive a ‘Remediation’ offer from LPL in the mail? Would you like a free conference call with an Attorney regarding possible investment recovery options? LPL recently settled charges with state regulators that they engaged in...

A recent study by SLCG concludes that non-traded REIT’s [Real Estate Investment Trusts] should not have been sold to almost any investor.

Did you know that structured CD’s [certificates of deposit] are extremely complex products? A recent study indicated that on average, investors received only approximately94 cents of value for each dollar invested in structured CD’s! Structured CD...

A well-known Investment Advisor recently called Variable Annuities the 'cigarettes of the investment world." What apparently is meant by the quote is that Variable Annuities may be toxic to your financial health.

by Howard Rosenfield    Cetera Advisors LLC representative Bruce Sabourin (CRD #2556826) was the subject of a permanent bar from association with any FINRA member.

By Howard Rosenfield         Exchange Traded Funds (ETFs) were created to create a more liquid market in sector funds.

Have you suffered an investment loss as a result of improper sales practices by your LPL financial advisor?

FINRA, formerly NASD, has instituted various enforcement actions to alert the brokerage industry and the investing public that generally, the exchange or replacement of Insurance or Annuity contracts is NOT a good idea.

RIA issues and Fiduciary Standards - By Attorney Howard Rosenfield

You may be able to recover some of those losses through FINRA Arbitration!