Jan 22, 2014
The following 5 brokers and one firm were recently penalized by FINRA.
Jan 02, 2014
HFP Capital Markets’ Thomas O. Mikolasko was fined and suspended by FINRA over Metals Millings and Mining Private Placement Offering (MMM).
Nov 18, 2013
Were you sold highly leveraged gold investments by Jason Figueroa of GMS Group, Boca Raton, Florida?
Sep 29, 2013
There have been alleged misrepresentations and omissions of material facts to numerous retail customers in Puerto Rico regarding the secondary market liquidity and pricing of certain UBS PR-affiliated funds.
Sep 27, 2013
The Soreide Law Group, PLLC, is currently investigating for clients TNP 2008 PPM losses.
Aug 29, 2013
AOD is high-risk, closed end fund that has failed to recover as the overall markets have appreciated.
Aug 21, 2013
Soreide Law Group is representing investors who purchased GDXJ or the “Market Vectors Junior Gold Miners ETF.”
Aug 13, 2013
Soreide Law Group is currently investigating claims on behalf of investors who were sold Reef Oil and Gas partnerships based on the recommendations of their brokers/financial advisors.
Jul 17, 2013
Did you invest in this non-traded REIT? Call Soreide Law Group at 888-760-6552.
Jun 05, 2013
The Soreide Law Group, PLLC, is currently investigating the Mariner Access Fund, and Mariner 2X Access Fund, which were both sold by Merrill Lynch, Pierce, Fenner & Smith, Inc.