Soreide Law Group

Securities Lawyer, Lars Soreide, has won an award against former LEGEND SECURITIES stock broker, ENVER ALIJAJ, on behalf of his clients in Minnesota.

Securities Lawyer, Lars Soreide, has filed his third arbitration against Dean Mustaphalli and his employing broker-dealer, Sterne Agee, on behalf of clients in Hollis, New York.

Matthew A. Bell and Others Now in Trouble with the SEC as complaint is filed in New York.

In June of 2014, an investor in the Mustaphalli Capital Partners Fund filed an arbitration against Dean Mustaphalli and Sterne Agee Financial Services, Inc.

If your broker heavily invested you on margin in Puerto Rico bonds you may have a monetary claim against your broker.

The following 5 brokers and one firm were recently penalized by FINRA.

HFP Capital Markets’ Thomas O. Mikolasko was fined and suspended by FINRA over Metals Millings and Mining Private Placement Offering (MMM).

Were you sold highly leveraged gold investments by Jason Figueroa of GMS Group, Boca Raton, Florida?

There have been alleged misrepresentations and omissions of material facts to numerous retail customers in Puerto Rico regarding the secondary market liquidity and pricing of certain UBS PR-affiliated funds.

The Soreide Law Group, PLLC, is currently investigating for clients TNP 2008 PPM losses.