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Soreide Law Group Press releases

21 - 30 of 51 Press Releases

Jul 18, 2017
Todd Ellentuck was employed by UBS Financial Services "UBS" from 2012 to October 2016.

Apr 18, 2017
Soreide Law Group has now filed the 6th lawsuit against CETERA ADVISORS, LLC, ("CETERA ADVISORS") and their broker, GEORGE CRAIG MERHOFF, JR., ("MERHOFF") for Klamath Falls, Oregon investors.

Dec 01, 2016
Soreide Law Group is accepting cases of clients who suffered losses due to broker recommendations in risky stocks such as Forcefield Energy FNRG.

Nov 29, 2016
The Securities and Exchange Commission (SEC) recently fined UBS Financial Services for more than $15 million to settle charges that it failed to 'adequately educate and train its sales force about critical aspects of certain complex financial products it.

Apr 26, 2016
The Soreide Law Group is currently representing several clients in cases against stockbrokers or financial advisors who recommended LINE and LNCO energy stocks.

Mar 09, 2016
The securities arbitration law firm, Soreide Law Group, filed an arbitration through the Financial Industry Regulatory Authority “FINRA” against Park Avenue Securities and their former broker Elizabeth Ty “Beth TY”.

Mar 07, 2016
Findings show they allowed reps to make unsuitable investments through non-traditional and risky ETF's.

Aug 21, 2015
LPL FINANCIAL LLC of YADKINVILLE, NC has been hit with a FINRA complaint from three clients of former financial advisor,CHARLES C.

Jul 22, 2015
Alejandro Ariel Torres (CRD #5631211, Hollywood, Florida) was barred by FINRA and ordered to pay $59,600 plus interest in a deferred restitution to his client.

Jun 29, 2015
Soreide Law Group has just filed claims on behalf of an investor that has suffered losses due to unauthorized trading and concentrations in gold investments made by former Raymond James broker, SCOTT A. SIBLEY (CRD# 1523981), of Boca Raton, Florida.

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